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|  |  |  |  | The Heath Anthology of
American Literature, Fifth Edition
Paul Lauter, General Editor
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Federalist and Anti-Federalist Contentions
According to the Articles of Confederation, after the Revolutionary
War, the states had entered “into a firm league of friendship with each other.”
The league was anything but “firm,” however. Drafted in 1776 and finally
ratified a full five years later, the Articles reflect the fear with which the
thirteen states approached the idea of a strong, centralized government
necessary to maintain a truly “United” States. With the memory of a powerful
monarchy still lingering, the states entered into a confederation that left the
national governing body—Congress—pitifully
weak. Congressional sessions were often so poorly attended that there
were not enough delegates to conduct legal business. And although Congress
could declare war and peace and enter into alliances, it was not empowered to
raise taxes, make laws, or create a national trade policy. On a theoretical
level, the states justified this weak central government by arguing from the
assumption that a truly republican government—a representative government
without a hereditary executive—was only possible among people inhabiting a
small land area populated by people with like interests. Therefore, the
argument went, the individual states, rather than a centralized government
combining all states, would best serve the interests of the people. The
argument shows that a centralized power structure had proved, for the
Revolutionary generation, untrustworthy.
The harsh economic and
social realities of post-war life in the states seriously undermined visions of
peaceful and prosperous confederation. The massive economic disruption in the
wake of the war had left many in debt. Unable to repay their creditors, many
debtors faced imprisonment, so they often turned to extreme measures to protect
themselves. In Rhode Island, for instance, debtors gained control of the
legislature and began printing large quantities of paper money, stipulating
that creditors must accept the virtually worthless currency for the payment of
debts. And in Massachusetts, in what has become known as Shays’s Rebellion,
armed farmers began surrounding courthouses, denying entrance to judges who
would be ruling on their foreclosure and bankruptcy cases. In a standoff
between roughly 1,500 farmers and 1,000 militiamen at a federal arsenal in
Springfield, four farmers were killed. The rebellion, which occurred only a few
months before the Federal Convention, played nicely into the hands of those
calling for a more aggressive centralized government. John Adams (1735–1826),
for instance, wrote about the “lawless tyrannical rabble” of Massachusetts in
his Defence of the Constitutions of Government of the United States of
America (1787, 1788).
When the Federal
Convention finally convened in Philadelphia on May 25, 1787, only seven
states—barely a majority—were represented. George Washington chaired the
debates, which were conducted secretly so that the delegates could speak their
minds freely. The secret deliberations were recorded by James Madison, whose
Virginia Plan was influential in determining the ultimate ideology of the
Constitution. The plan called for a bicameral (two-house) legislature with
broad powers of legislative authority, a federal judiciary, and an executive. A
system of checks and balances, by which none of the branches of government
could gain supremacy over the others, allayed the fears of many who had worried
that either the legislative or the executive branch would become tyrannical. On
September 17 the Constitution was finally approved, and the state-by-state
battle for ratification began.
Such a brief outline
of the Convention debates perhaps incorrectly implies that the acceptance of
the Constitution was a foregone conclusion, the inevitable end result of the
Revolutionary War. However, the vigorous ratification debates suggest that the
Constitution was considered a radical document, even though African Americans,
Native Americans, and women—the majority of the nation’s inhabitants in
1787—were given no political voice in the Constitution. In the debates for
ratification, supporters of the Constitution were called Federalists, while
opposers came to be known as Anti-Federalists (a name given them by
Federalists who realized the value of stigmatizing their opponents with the
negative prefix). The Federalists found it difficult to allay common
Anti-Federalist concerns—that individual states would lose their political
autonomy under the new Constitution, that a national standing army was a threat
to liberty, that officials in the new government would constitute an
aristocracy, and that there was no bill of rights guaranteeing individual
liberties.
The most famous
defenses of the Constitution occur in a series of essays—now called the Federalist
Papers—by Alexander Hamilton (1757–1804), James Madison (1731–1836), and
John Jay (1745–1829). Written under the pseudonym Publius (for the
Roman, Publius Valerianus, who was called Publicola, “people-lover”),
the essays appeared first in New York newspapers between October 1787 and May
1788. New York was a crucial state in the ratification contest, for New York’s
influential governor, George Clinton, opposed the Constitution. If only because
its citizens feared being the inhabitants of a lone, independent “nation,” New
York was eventually won over to the side of the Federalists, with the narrow
vote of thirty in favor of the Constitution, twenty-seven opposed. The other
states were slowly ratifying the Constitutional articles, perhaps under the
influence of the Publius essays, which were being reprinted throughout
the states. With full ratification (in 1790) by all thirteen states, the Federalist
Papers entered literary history as important writings indeed.
In Federalist No. 6,
Hamilton, echoing the beliefs of English philosopher Thomas Hobbes (1588–1679),
argued that human beings are basically “ambitious, vindictive and rapacious.”
Hamilton used this theory of human nature to argue for a strong national
government to check the “factions and convulsions” which would otherwise tear
the states apart. And in Federalist No. 10, Madison argued that the only method
to control faction without destroying individual liberty was to elect leaders
whose “wisdom may best discern the true interest of their country.” Although
Madison acknowledged that the “unequal distribution of property” was the most
prevalent source of faction, he nonetheless mocked “theoretic politicians” who
had sought to end faction by “reducing mankind to a perfect equality in their
political rights.”
The Anti-Federalist
argument is represented here in an essay by Agrippa, most likely written
by one-time librarian of Harvard, James Winthrop. The objections to the
Constitution raised by Agrippa were shared by many Anti-Federalists.
Specifically, Agrippa argued that a bill of rights was absolutely
necessary, because “we shall [not] always have good men to govern us.” Thus,
while Federalists like Hamilton used the theory of the innate corruptibility of
humankind to argue for a strong central government, Anti-Federalists like Agrippa
used this same theory to argue for a government whose powers would be
restricted by a bill of rights.
On July 4, 1788, once
it was learned that the crucial state of Virginia had ratified the
Constitution, a large parade took place in Philadelphia. Virtually all classes
and vocations were represented in the procession. Judges, lawyers, clergy,
veterans, merchants, carpenters, sailors, apprentices, farmers, bricklayers
(carrying a banner that read “Both Buildings and Rulers are the Works of our
Hands”), coach painters, cabinet makers, food suppliers, bookbinders, printers,
blacksmiths, and others—all marched in the parade. Prominent Philadelphia doctor
Benjamin Rush wrote that during the procession “rank for a while forgot all its
claims.” For that one moment, at least, it seemed as if the “We” of the
Constitution truly represented the people themselves.
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Nicholas D. Rombes, Jr.
University of Detroit Mercy
| Texts
In the Heath Anthology
The Federalist No. 10 (James Madison)
(1787)
The Federalist No. 6 (Alexander Hamilton)
(1787)
An Anti-Federalist Paper, To the Massachusetts Convention
(1788)
Other Works
| Cultural Objects
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| Pedagogy
There are no pedagogical assignments or approaches for this entry.
| Links
Anti-Federalist Papers http://www.constitution.org/afp.htm
A gateway to many primary texts that also provides a brief description of the anti-Federalist.
Chronology http://www.constitution.org/afp/afpchron.htm
From the same site, a chronology of papers from both pro- and anti-Federalist positions.
The Anti-Federalist Papers http://odur.let.rug.nl/~usa/D/1776-1800/federalist/antixx.htm
A collection of primary texts.
The Anti-Federalist Papers http://www.pbs.org/ktca/liberty/chronicle/antifederalist.html
A brief introduction.
The Federalist Papers http://odur.let.rug.nl/~usa/D/1776-1800/federalist/fedxx.htm
Many primary documents.
| Secondary Sources
Terrence Ball and J.G.A. Pocock, eds., Conceptual Change and the Constitution, 1988
George W. Carey, The Federalist: Design for a Constitutional Republic, 1989
William Winslow Crosskey and William Jeffrey, Jr., Politics and the Constitution in the History of the United States, vol. 3, 1980
Christopher M. Duncan, The Anti-Federalists and Early American Political Thought, 1995
David F. Epstein, The Political Theory of The Federalist, 1984
Albert Furtwangler, The Authority of Publius: A Reading of the Federalist Papers, 1984
Alfred H. Kelly, et al., The American Constitution: Its Origins and Development, 1983
Jackson Turner Main, The Anti-Federalists: Critics of the Constitution, 1781-1788, 1961
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